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Distribution of Benefits:

Health Care Service

Other service

 

 

 

Ser

Health Outcomes

Effectiveness

Health Care Needs:

Population

Conditions

Access

Production System:

Resources

Efficiency

Cost

Distribution of Benefits:

Health Care Service

Other service

 

 

 

Ser

Health Outcomes

Effectiveness

Health Care Needs:

Population

Conditions

Access

Recent federal initiatives such as the Program Assessment Rating Tool (PART) and the Government Performance and Results Act (GPRA)[1] have placed increased emphasis and importance on measuring outcomes to assess effectiveness and efficiency. The figure presented below illustrates the model of service delivery used to plan for health services throughout Indian Health Service history. 

 

Figure 1

  Indian Health Service Delivery Plan

 

Evaluation

Evaluation of planning and outcomes occurs throughout the process.  For example, prior to funding and the assignment of a contract for construction of a facility, the project undergoes additional review and assessment at the Department of Health and Human Services level using an evaluation tool, the Project Definition Rating Index (PDRI)[2]. This tool benchmarks facility planning and compares the process to other facilities within DHHS.

 

Once the facility is built and in operation (i.e., within one year), it undergoes review for accreditation by the Joint Commission for the Accreditation of Healthcare Organizations (JCAHO) or other national accreditation bodies such as the Accreditation Association for Ambulatory Health Care (AAAHC).  This comprehensive review assesses services, departmental organization, safety, staffing, and quality of care. Currently, all IHS facilities maintain national accreditation.

 

An additional evaluation of individual projects is the Post Occupancy Evaluation (POE) [3].  This evaluation by a multi-disciplinary team of independent planners, engineers, and architects who did not perform the original planning identifies areas for improvement in the process and planning tools.

 

Adding to the evaluation process is the growing importance of evaluative measures such as the Program Assessment Rating Tool (PART) and the Government Performance and Results Act (GPRA), measures initiated by the Office of Management and Budget.  The OMB reviews link clinical measures to service delivery with a focus on the ultimate outcome of improved health indicators such as increased years of productive life.  These measures are based on the construction of logic models that link inputs to outputs and outcomes. They play an increasing role in defining the success of service delivery in the area and in budget allocations for the whole IHS.  The coordination of these measures is often co-located within Planning and Statistics at the area and headquarters levels.

 

New Planning Initiatives

IHS has recently implemented three new planning initiatives: (1) development of an agency strategic plan; (2) authorization for new and updated master plans for each of the areas; and (3) development of a new priority system for facility construction.  In June 2003, IHS completed a strategic plan with goals to build healthy communities, achieve parity in access by 2010, provide compassionate quality health care, and embrace innovation.[4]  This strategic plan, updated in 2006, focuses on the increase in community-oriented primary care and the development of community and public health infrastructure.  One of the action performance goals is to expand appropriated funding for health delivery infrastructure, replacement of medical equipment, health facilities construction, and staffing.  It provides the base to broaden health planning to public health and other service concerns to address important health issues such as obesity.  

 

Each area was also called on by the IHS director to develop, by July 2004, a Area Health Service Delivery Plan that includes existing health services, the primary service area delivery plan with maps of native communities and other population clusters, a visiting professional summary plan, an IHS area referral delivery plan, and contract health summary.  In addition, the Area Health Service Delivery Plans are to include a facilities master plan with IHS supportable space, size, and condition for each health care facility, travel time, and distance from each service area to nearest clinics, and innovative health care initiatives.  These plans, approved by the area directors, will assist areas in conducting needs assessments for planning for services and facilities, and will also document the total unmet need for health care services and facilities among American Indians/Alaska Natives.

 

The IHS has also developed a new methodology for ranking facilities for funding priority.  The factors include facility deficiencies, health resources, isolation/barriers to service, size and type of facility and innovation.  It uses elements of the Federal Employee Health Benefits Program Disparity Index (FDI)[i][5], a comparison of benefits to Indian recipients with those covered by the Federal Employees Health Plan as the measure of the availability of health resources. This priority system establishes the order in which planned facilities receive IHS funds for construction.

 

 

Additional Planning Factors

Recent factors that have influenced the planning process within IHS include the impact of staff downsizing during the 1990s and the growth of tribal contracting and compacting.  A combination of these two trends has led to a decrease in staffing for planning at both the area and headquarters levels.  Many of the individuals serving as area planners wear several hats and may also serve as an area statistical officer or facility manager.  A smaller planning staff at the headquarters has led to increased dependence on the formula-based software tools, with less time for individualized review and consultation, particularly for population projections and services review.

 

Overall, the IHS continues to operate with very limited resources relative to much unmet need.  Even with projects comprehensively planned and thoroughly reviewed, waits for funding are so long that by the time the facilities are actually built, the local circumstances and needs may change.  Likewise, technological advances in health care provision and equipment, such as the use of digital radiology, may change the needs for staff and space.

 

Coordination remains an important issue.  There are many players in the planning process with different perspectives, expertise and focus, such as engineers, clinicians and planners.  Staffing within the service includes three sets of employment regulations: the Commissioned Corps service, the federal civil service and tribally funded staff.  Even coordination of the staff at headquarters is difficult with so many offices and individuals involved in the planning process.  Currently, three different offices at headquarters work with area planners for the approval of services, staff and space.  Coordination with these three offices may create misunderstanding, delays and duplication of effort.

 

The American Indian/Alaska Native population is quite diverse, requiring negotiations with 550-plus sovereign nations for 78 self-governance compacts and 293 self-determination contracts.   These negotiations are extremely important to providing health care that is responsive to tribal needs.  However, doing so requires time, resources and cultural sensitivity.

 

Conclusion

The major planning focus remains on meeting primary health care needs and delivering efficient services with insufficient resources.   Planning will need to move beyond focusing on facilities alone.  Area Health Service Delivery Plans will document needs for public health and preventive services that planners should include in the repertoire of IHS services.  Continued collaboration with other federal and state agencies will be necessary to meet the documented needs.  Training and use of new planning tools such as geographic information systems (GIS) will help area planners focus on how to provide the comprehensive services necessary to meet needs. Added skills in facilitation and communication will augment efforts in tribal consultation and collaboration with health care agencies.  Efforts should continue to streamline the review and approval process at the headquarters level. 

 

The real need is for additional resources.  IHS is one of the few places where population and needs-based planning still operate in the public sector.  While IHS planning is needs based, the actual provision of care does not begin to meet the identified needs.  Many disparities in health care measures remain, with American Indians lagging behind most population groups.[6]  Even though the system is comprehensive at no direct cost to the patients, budget constraints limit the availability of services.  The average amount spent in 2002 for IHS care was approximately half that spent on U.S. per capita users: $2,533 ($1,914 appropriations plus $619 collections) versus $5,065 as shown in the following figure.



 

 

Furthermore, funding for new staff must be coupled with new space, creating an incentive for new, larger facilities.  While many facilities have adopted business-oriented practices to expand services and staff through collections of third-party reimbursement, these efforts have not begun to address the gap in a significant way.  Future planning must identify effective strategies for augmenting Congressional funding with tribal resources and private sector funds.



[2] Planning for Project Success (Rockville, MD: U.S. Department of Health and Human Services, February 2004).

 

[3] Learning from Our Buildings: A State-of-the Practice Summary of Post-Occupancy Evaluation (Washington, D.C: National Academy Press, 2001).

 

[4] The IHS Strategic Plan: Improving the Health of American Indian and Alaska Native People Trough Collaboration and Innovation (Rockville, MD: U.S. Department of Health and Human Services, Indian Health Services, January 2003).

http://www.ihs.gov/NonMedicalPrograms/PlanningEvaluation/index.asp.

 

[6] Regional Differences In Indian Health 2000-2001.  (Rockville, MD: U.S. Department of Health and Human Services, Indian Health Services, Division of Program Statistics).